12/29/2023 0 Comments Paul batesHe also served as a Governor for the Toronto Stock Exchange and as a Director for the Investment Dealers Association. At Schwab he led the development of "full-choice" brokerage, integrating self-managed brokerage services with advice offerings and discretionary portfolio management. His more recent role was as CEO of Charles Schwab Canada, acquired in 2002 by Scotiabank. Paul's investment industry experience spans over two and a half decades, including 15 years in presidential roles at both start-up and large firms. In 2002 Paul received the Queen's Jubilee Medal for community service and in 2003 Paul received an Outstanding Teacher Award from the Rotman School of Management, together with an Arbour Award from the University of Toronto. He serves on and/or chairs numerous Boards of Directors in both the for-profit and not-for-profit sectors.Ī veteran of the Canadian investment industry, Paul was recognized by Investment Executive Magazine in 2000 as Canada's most influential broker of the year. He is a former Adjunct Professor at the University of Toronto's Rotman School of Management, and a part-time Commissioner at the Ontario Securities Commission, where he served on the Compensation, Nominating and Governance Committees. Prior to this he was dean of the DeGroote School of Business, during the seven-year period when it tripled its number of doctoral candidates and doubled the enrolment in its MBA program.Ī Chartered Professional Accountant, Bates has been a leader and educator in the Canadian business community for more than two decades. An alumnus of The Second City, he has voiced radio and TV campaigns for. Acting Regional Counsel, Region 12, San Francisco, CA Senior Attorney, Legislative Counsel Division, Washington, D.C.Paul Bates is Assistant Professor of Leadership at McMaster Divinity College, following two years he spent as special advisor to the president at McMaster University. Paul Bates is a Toronto-based actor with over 20 years experience in voice-over. The company designs, manufactures, installs and maintains their patented solutions for. PARKPLUS is a pioneering provider of high-density parking systems. House of Representatives, General Counsel to the Republican Members, Washington, D.C., 1980 – 1983Ĭomptroller of the Currency, Senior Attorney, Legal Advisory Services Division, Washington, D.C. Paul Bates, Group President of PARKPLUS, came on board in October of 2017 to lead the business and has taken the company to new heights, growing the business into 4 new US markets in 2019. Private Law and Consulting Practice, Washington, D.C., 1983 – 1991 Cameron and Hornbostel, 1989 – 1991 Washington Bank Consultants, 1989 – 1991 Hamilton and Hamilton, 1986 – 1989 Nelson & Yudin, 1983 – 1986Ĭommittee on Banking Finance and Urban Affairs, U.S. PricewaterhouseCoopers, Regulatory Advisory Services Washington, D.C., 1991 – 2000 IBJ Whitehall Financial Group, Senior Vice President and Chief Compliance Officer, New York, 2000 – 2002 WBC Financial Group, Principal, Washington, D.C., 2003 – 2014 NewTower Trust Company, Chief Law and Compliance Officer, Bethesda, MD, 2005 – 2016 Reserve Trust Company, Director and EVP/ SVP, Denver, CO and Washington, D.C., 2015 – 2020 ![]() Congress, the SEC, and arbitration panels. ![]() ![]() In his long history in financial services regulation, Paul has represented clients in courts, before both federal and state financial regulatory agencies, the U.S. Nelson was a Director and Executive Officer with Reserve Trust Co. For 11 years he was a Senior Vice President, Chief Compliance Officer, and Corporate Secretary of NewTower Trust in Bethesda, Maryland. Nelson was Senior Vice President and Chief Compliance Officer for IBJ Whitehall Bank and Trust, a part of the Mizuho Group. He served 9 years with as a compliance consultant with PricewaterhouseCoopers and 2 years with the Promontory Group. House Banking Committee and as a registered lobbyist in private practice. He has also served as a General Counsel of the U.S. His five years as a Senior Attorney and Acting Regional Counsel with the Comptroller of the Currency formed the basis of his education in the principles of bank regulation as practiced in the U.S. He has been involved as a lawyer, as a consultant, as a bank officer and as a member of a bank’s board of directors. Paul Nelson is a Consulting Expert at Bates Group with many years of involvement with the regulatory and legal compliance issues facing banks and nonbank financial services providers.
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